Compliance
PFS offers compliance services including:
- applications for, and variations of, AFS and RSE licences
- compliance advice, monitoring, reporting and ongoing support
- online compliance tool for superannuation funds and other financial entities
- development and review of policies and procedures
- development and review of disclosure documents
- assistance with meeting regulatory requirements
- assistance with managing breaches
These services complement our Governance and Risk Management services.
Information on our team.
